SC's MODULES DESCRIPTION AND MODULE COMBINATION FOR REGULATED ACTIVITIES
The Securities Industry Development Corporation (SIDC) offers multiple choice question examinations for individuals wishing to undertake one or more regulated activities under the Capital Markets and Services Act 2007.
The SC administers the following acts:
(a) Securities Commission Act 1993;
(b) Capital Markets and Services Act 2007; and
(c) Securities Industry (Central Depositories) Act 1991.
Malaysia has a well-established fund management industry that caters to institutional investors as well as qualified retail investors. According to the Securities Commission Malaysia (SC), assets under management (AUM) typically originate from unit trust funds, corporate bodies, the Employees Provident Fund (EPF) and wholesale funds.
An action for negligent misstatement arises where Party A has carelessly made a statement to Party B, where the relationship between the parties is such that Party A owes Party B a duty of care. A negligent misstatement claim is brought at common law in tort.
The relationship between a fund management company and its client is complex and requires careful analysis. Further, the potential for dispute between the parties is significant given the nature of the investment services provided. In the event of a dispute involving loss, the amount may be large...
In this topic we examine several practical aspects relating to the conduct of a fund management company’s business.
We start by looking at the Investment Management Agreement which describes the contractual arrangement between a fund management company and its client...
Ethical and responsible investing is not a foreign concept. Globally, investors are showing interest in investments that cover a whole range of ethical options, from investing in businesses which cause the least environmental damage to those that safeguard human rights, or promote corporate governance and shareholder advocacy…Read more...
Corporate governance is a generic term covering issues associated with business management practices and the structure of a company’s board of directors. The Cadbury Committee defined it as the system by which companies are directed and controlled’...
A prudent person who carries on the business of investment advice and/or advising on corporate finance should be aware of the relevant laws and principles regulating his conduct and actions, in particular: (a) Contract law, (b) Tort, and (3) Securities law.
Fund Management / Private Retirement Scheme Industry
Malaysia has a well-established fund management industry that caters to institutional investors as well as qualified retail investors. According to the Securities Commission Malaysia (SC), assets under management (AUM) typically originate from unit trust funds, corporate bodies, the Employees Provident Fund (EPF) and wholesale funds...
Private Retirement Scheme Industry
This topic introduces the fund management industry in Malaysia. We will examine those participants in the fund management industry who provide investment management services. We will also consider the various structures or ‘funds used in the industry to pool moneys prior to investment. This will provide us with an insight into the clients of fund management companies. We then review some of the other important participants in the industry. Finally, we introduce the rationale for regulation of the fund management industry...
An action for negligent misstatement arises where Party A has carelessly made a statement to Party B, where the relationship between the parties is such that Party A owes Party B a duty of care. A negligent misstatement claim is brought at common law in tort.
In this topic we examine several practical aspects relating to the conduct of a fund management company’s business.
We start by looking at the Investment Management Agreement which describes the contractual arrangement between a fund management company and its client...
The faithful financial cultures and practices are the main components of our corporate missions. The moral values which are governed by Shariah perspectives are our practices.
We aim to help millions of people in the pursuit of financial freedom — helping the world become smarter, happier, and richer.
A Biden-Trump rematch is now all but inevitable on November 5 and polls are pointing to a tight race. With Donald Trump threatening to raise tariffs, his team talking about scrapping the Inflation Reduction Act, and the presumptive Republican nominee taking credit for the equities rally, investors need to understand what the outcome of this election could mean for the US, for the global economy, and for markets.
The Future Of AI: 5 Things To Expect In The Next 10 Years - (1) AI and ML will transform the scientific method,
(2) AI will become a pillar of foreign policy,
(3) AI will enable next-gen consumer experiences,
(4) Addressing the climate crisis will require AI, and
(5) AI will enable truly personalized medicine...Read more.